Sept. 2008
Knowledge network on System Innovations
and transitions (KSI)
No. 8
News
Science
Practice
Column
Bottom up
Publications
Agenda

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Editing & design by Eva Kamphorst

News

Annual conference

In June the 4th annual KSI conference was held. This year the 3 main discussion points where the book series, internationalisation of KSI, and the triggering of a transition movement in the society. Nearly 100 people, many of whom young researchers created a very positive atmosphere. KSI is becoming a community of people, which will be actually one of the major outputs. Another one will be the publication of a series of books on transitions. The first book, written by the KSI directors on the theoretical framework, is practically ready. The next 4 books will cover the transition in a specific field: agriculture, mobility, health care and energy.

Prof. Van der Laan, member of the KSI council, contributed to the discussions. Concerning health care, he insisted that it should evolve from an 'illness-destruction' (dutch: ziektebestrijdingsdienst) towards a 'health-promotion' system. Although the awareness of this need is rising, the actors in place continue to do what they learnt: curing.
About the Dutch energy transition he warned that it may be going in an unsustainable direction, e.g. by promoting solar energy, if the decisions are based on emotion. He feels it is the responsibility of us scientists to back up any solution with quantitative arguments.

Eva Kamphorst

First KSI Masterclass

On 8-9 May the first Masterclass for PhD students organised by KSI was held in Eindhoven. It was entitled: Transitions in Practice. The masterclass was given by Professor Elizabeth Shove (Lancaster University, UK). It was well balanced combination of discussions of Shove's work with lectures and PhD presentations.

Shove first raised the discussion about the definition of 'Transition Management', either reduced or broad as a set of approaches dealing with governance of transitions. The debate between Shove & Walker and Rotmans & Kemp in Environment and Planning reminded the transition researchers of the theoretical and practical tensions within transition management as we know it. It is compulsory reading for anyone involved in transition research.

Then ordinary routines of daily life such as showering were studied from a TM perspective. After thorough sociological analysis they turn out to be highly complex phenomena, resulting from a web of actors, institutions and ideologies. So the way towards 'sustainable cleanliness' is not so easy to manage.

The next Masterclass, with James Meadowcraft will be held on September 22-24.

Eva Kamphorst

Urgenda

KSI is one of the founding fathers of the new foundation Urgenda, a movement for transition towards a sustainable society. After one year of existence Urgenda has met all its goals as set in the Action Plan for year 1;

  • a sustainability platform of visionary people in their own domain (business, government, science, NGOs and intermediairies) has started to prepare a vision for 2050
  • two so-called Icon projects have started, as well as two regional Urgenda projects.
  • the Urgenda has formed different coalitions, like projects in sustainable mobility, a floating city, sustainable catering, etc.
After the summer regional tours will start to show the frontrunners in sustainability to the world, and get attention for the urgency and the solutions for many different unsustainable practices and systems.

Marjan Minnesma

IHDP: Sustainability transitions in developing Asia
Are alternative development pathways likely?

There are several reasons why it is timely to consider sustainability transitions in Asian context. First, transitions have become a major theme in scientific and policy debates about sustainable development in Europe, emphasising the role of socio-technical innovation across production and consumption systems. This debate has focused on long-term changes across different scales from local to global, including alterations in technology, institutions and behaviour. Second, there is a need to connect these 'western' debates about transitions and sustainability with current understandings of processes of social, political and economic development in other parts of the world. Given the transformative changes occurring in developing Asia, this part of the world is particularly challenging for Industrial Transformation research. Much current policy and research linked to technology, industry and sustainability in Asia relates to product-process innovation - how to achieve near-term improvements in energy-, resource- and pollution-intensities through the adoption of best available technologies. The achievement of higher-level environmental and sustainability targets - including low-carbon or less resource-intensive development pathways - has attracted less attention, partly because these economies are still relatively less resource-intensive per capita than most industrialised economies. Nevertheless, policymakers and a community of scholars have become increasingly interested in alternative development pathways that integrate sustainability objectives.

Current research carried out by the Industrial Transformation project of IHDP in cooperation with the KSI has focused on applying insights from the emerging stream of systems innovation research in the context of an analysis of economic and environmental transitions occurring in developing Asia. The aim is to illuminate the potential for alternative development pathways in the region, based on indigenous resources and capabilities operating in the context of globalisation, and to make theoretical contributions to the literature on technology, development and the environment. The conceptual starting point for this work has been research that examines sustainability transitions within the framework of a multi-level perspective on system innovation.

Anna Wieczorek

 

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Science

A new KSI book series

The KSI network produces many articles and books. To bring together some of the best transition work supported by KSI, and complement this with outstanding contribution from foreign scholars, KSI is developing a new book series. It will not only contribute to the integration of KSI work but also to its internationalisation.
Editors of the book series are John Grin, Jan Rotmans and Johan Geels. With contribution of among others Frank Geels and Derk Loorbach, they have been working on the first volume in the series which will introduce and compare three main perspectives on transition research: complexity theory, technology studies and governance studies. This manuscript for this volume is expected to be ready this fall.

Four other volumes will specify transition research perspectives for agriculture and food (edited by Ann Loeber, Geert Spaargaren and Peter Oosterveer), mobility (edited by René Kemp and Frank Geels), health (edited by Jacqueline Broerse and John Grin) and energy (edited by Derk Loorbach and Geert Verbong). A sixth and final volume is still on the drawing board, but will aim to synthesize results of the four domain focused volumes.
For more than a year, the editors have been developing and discussing their designs for their volumes. Results have been discussed with the network at the KSI conference in Eindhoven (June 13). The overall response was highly positive. Using the many constructive comments provided by the conference participants, the editors are in the process of finalising their plans and inviting prospective authors. Coming year each volume will organise workshops to discuss chapters and build coherency. Manuscripts are due by Spring 2010. For more information contact Johan Schot.

Johan Schot


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Practice

Competence kits

Lydia Sterrenberg (UvA) is going to join (part-time) the Competence Centre for Transitions (CCT), the strategic co-operation between KSI, SenterNovem, TNO and the Ministry of VROM, to work - with KSI researchers - on the production of competence kits. Essentially, the kits will support practitioners with insights and tools for system innovation. The notion of 'competence' is defined broadly as the combination of formal expertise, 'tacit' experience, tools, skills and attitude. It is important to describe these in detail to enable dialogue and knowledge transfer between transition professionals.
The competence kits will be made in the form of simple booklets and a website. A booklet with competences regarding Transition-experiments has already been made by Rob Raven, Suzanne van de Bosch, Gertjan Fonk, José Andringa and Rob Weterings (read more below). Other competence kits will encompass the issues of Identifying pattern and visioning, Upscaling of experiments and Evaluating and monitoring transitions.

The production of the Competence kits will be combined with activities to transfer these competences to key practitioners through coaching/intervision and masterclasses/courses, to be coordinated by José Andringa of CCT. The programme for the production of the competence kits and transfer activities will run until September 2010.

Lydia Sterrenberg

Competence kit 'Transition-Experiments'

The competence kit 'Transition-Experiments' focuses on one of the crucial phases in transitions: experiments with new ways of social interaction, advanced technologies and innovative ways of organising or regulating society. This first Competence kit aims to assist practitioners, drawing some important steps in executing experiments: how to use expectations of participants, building coalitions strategically, and keeping an eye on learning processes. And, most important to be continuously aware of the context of the experiment and its contribution to system change towards a desired end vision. The kit has the form of an easy accessible and readable book (in Dutch), in which
  • notions from relevant research are described
  • practical know-how is communicated
  • an illustrative example (i.e. learning history) is presented.

The kit has been successfully used in various competence workshops on experimentation. It also functions as literature in the bachelor course 'Learning to Innovate' - part of the 'Technical Innovation Sciences' curriculum at the Eindhoven University of Technology. To receive a copy just send an e-mail to José Andringa, with your function, postal address and phone number.

José Andringa

Case of transition scenarios

Saartje Sondeijker and Jac Geurts conducted project called 'Transitiescenario's op maat'. Governments are stimulating the separation of financial flows concerning health-care and housing. Meaning that people in need of care become financially responsible for their stay in care centres. This stimulates that those people want to extend their period living at home. However, societal developments like i.e. decreasing social cohesion, individualization, make it more difficult for those people to stay at home while preserving control and being independent. Therefore, a structural change in the care - and housing sector seems necessary in providing an environment in districts on which people can rely. This presupposed transition is visualized in future images and guiding pathways.

Saartje Sondeijker

Course in Flanders

On June 6, John Grin gave a one-day masterclass to some 35 practitioners working on system innovations in Flanders. The class was organised by Erik Paredis of Antwerp university, who contributed an interesting paper to the Berlin workshop in governance co-organised by KSI September last year, and attended the KSI Annual Conference on June 13.

Most participants were somehow involved in transition projects in Belgium, inspired by DRIFT's research on, as well as practical examples of transition management. Being engaged in these projects for a while, they had come to know the politics involved through the operation of the incumbent regime. Also, they were interested in deepening their understanding of processes of learning and upscaling.

Based on his recent book with Arienne van Staveren (Werken aan systeeminnovaties), Grin reflected on their experiences. Together, they tried to identify practical solutions for far from trivial problems. It was particularly instructive to explore in some depth experiences in a society which is close to ours in many respects, but differs in others, for instance in having less a tradition in novel forms of cooperation between government and society through various kinds of intermediary organisations.

John Grin

Networking day

The topic of the 5th discussion forum of the Competence Centre for Transitions will be how to overcome obstacles in the innovations process. All transition professionals are cordially invited to participate on November 18 (Tuesday). The networking day 'Grensverleggend Vernieuwen' will be held in Utrecht, at the Future Center of Rijkswaterstaat. The objective is to discuss, learn and share experience about transitions in agriculture, mobility, water and building industry. Entrance is free. In the light of the subject a book will be published with recent success stories, and descriptions of how encountered obstacles have been overwon. All participants will receive a copy of this book before the networking day. If you wish to participate, please register here or read more.

Eva Kamphorst


 

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Column

L

ast week, a new plan was presented for Dutch water management. Until now, pumping created the country and protected the Dutch and their lowlands against the water. But facing the challenges of climate change, it would only be counter-productive to continue pumping. When a committee chaired by former minister Veerman produced an ambitious plan for safeguarding the country throughout the 21st century, it noted that its realisation would take about 1-1.5 billion euros each year. Veerman added that this amount, less than half a percent of national product, should be seen as a rather acceptable insurance premium in view of the size and the importance of the task. The political debate immediately zoomed in on this issue, in particular on whom should pay all that money.
One might be cynical on this quick turn to the financial repercussions. But at least it shows that it's widely understood that a real commitment is necessary. More subtly, financial demands may generate and communicate social and political consensus on a new mode of water management which may guide the transition needed. Since the late middle ages, the Dutch got accustomed to the possibility of stemming the water so as to enable social and economic progress. Their faith in this possibility provided orientation to classical water management and spatial- and economic planning. It helped them to work together, beyond different interests.

 

A new vision is required, one that emphasizes the possibility to adapt social and economic processes to land-water systems, which inherently are dynamically stable. Realising such a vision, that has been elaborated in a variety of ways over the past 25 years, requires more than money. It first and foremost calls for imagination, entrepreneurship and creativity – core values of early 21st century.
But money is a powerful thing. As we have seen during post-war agricultural modernisation, the use of money for demonstration purposes convinced many of those who initially did not share the vision of ‘doing it the American way’. Money helped to create novel practices which then helped to communicate the vision as well as to increase commitment to devoting resources to it.
Sixty years later, the transition to water management could benefit from a similar flying wheel effect between commitment to money, a guiding vision and novel practices. The transition community has a role to play: broaden the debate on the euros into a common quest for a shared orientation that may generate support for this insurance premium. A vision that may persuade a wide range of daring novel modes of living and working amongst the water throughout the lowlands. A vision that increases the support (including financial) for its realisation.


John Grin

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Bottom up

Dr. Ineke Meijer

Ineke Meijer (29) just obtained her PhD last June. Initially she studied natural sciences and innovation management at Utrecht University. In 2003 she started her PhD in the same field at both Utrecht and Delft University through Marko Hekkert, one of her promotors. She became involved in KSI as a matching project of I.2, Transition Trajectories and enjoyed the exchange with colleagues there, especially during the winter schools.

The topic of her research is the energy transition. Through the interviews she held during two years with all actors involved, she discovered what is slowing this transition down: The accumulation of sources of uncertainty, be it technological, financial or political, has been frightening investors over the last couple of years. An example is the popular MEP subsidy for producers of 'green' energy, which was suddenly abolished by the government.

Five years of research all resulted in one book, 'Uncertainty and entrepreneurial action. The role of uncertainty in the development of emerging energy technologies', which Ineke sees as the main challenge of her work. The courage, perseverance and communication skills she has demonstrated to reach this will be very useful in her future job as a consultant. In October she will start at AT Osborne in Utrecht, to advice on Infrastructure, Regional planning and Environment.

Interview by Eva Kamphorst

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Publications

Bergh, J.C.J.M. van den & Bruinsma,F., 2007
Managing the transition to renewable energy: theory and macro-regional practice.
Cheltenham, UK: Edward Elgar Publishing.

Bos, B. & Grin, J., 2008
Doing" Reflexive Modernization in Pig Husbandry: The Hard Work of Changing the Course of a River
Science, Technology & Human Values, vol. 33, no 4, p. 480-507

Funtowicz, S., Goorden, L., Grin, J., Leroy, P., 2007
Wetenschap, maatschappij, politiek: wie stuurt wie?
Antwerpen/Delft: viWTA/Eburon.

Geels, F.W., Hekkert, M. and Jacobsson, S., 2008
The micro-dynamics of sustainable innovation journeys: Editorial
Technology Analysis & Strategic Management, 20(5), 521-536

Grin, J., 2008
The Multi-Level Perspective and the design of system innovations
chapter 3 (p. 47-80) in: J.C.J.M. van den Bergh & F. Bruinsma (eds.), Managing the transition to renewable energy: theory and macro-regional practice. Cheltenham, UK: Edward Elgar Publishing

Hegger, D., 2007
Greening Sanitary Systems: an End User Perspective
dissertation, Wageningen University

Hekkert, M.P., Suurs, R.A.A., Negro, S.O., Kuhlmann, S. & Smits, R.E.H.M., 2007
Functions of innovation systems: a new approach for analysing technological change.
Technological Forecasting and Social Change, 74(4), 413-432.

Maessen, R., Seters, P. van , Rijckevorsel, E. van
Circles of stakeholders: towards a relational theory of Corporate Social Responsibility
Int. J. Business Governance and Ethics. vol. 3, no. 1, p. 77-94

Meijer, I.S.M., 2008
Uncertainty and entrepreneurial action; the role of uncertainty in the development of emerging energy technologies
PhD diss., Universities of Delft and Utrecht, ISBN 978-90-393-4830-7

Negro, S.O., Hekkert, M.P. & Smits, R.E.H.M., 2007
Explaining the failure of the Dutch innovation system for biomass digestion - A functional analysis.
Energy Policy, 35(2), 925-938.

Raven, R. et al.
Competentiekit Experimenteren
KSI & CCT

Schot, J.W. and Geels, F.W., 2008
Strategic niche management and sustainable innovation journeys: Theory, findings, research agenda and policy
Technology Analysis & Strategic Management, 20(5), 537-554

Verbong, G.P.J., Geels, F.W and Raven, R.P.J.M., 2008
Multi-niche analysis of dynamics and policies in Dutch renewable energy innovation journeys (1970-2006): Hype-cycles, closed networks and technology-focused learning
Technology Analysis & Strategic Management, 20(5), 555-573

Publications from outside KSI

Staveren, A. van, 2007
Zonder wrijving geen glans. Leren samenwerken bij veranderen en innoveren
PhD dissertation, University of Amsterdam

Breukers, S., Wolsink, M., 2007
Wind Energy Policies in the Netherlands: Institutional capacity-building for ecological modernisation
Environmental Politics 16(1), 92-112

IHDP-IT research

Special issue to be published early 2009
Sustainability transitions in developing Asia: Are alternative development pathways likely?
Technological Forecasting and Social Change Journal, Reference.

The following papers are currently in print and accessible via science direct:

Frans Berkhout, David Angel, Anna J. Wieczorek
Asian development pathways and sustainable socio-technical regimes, Read abstract

David Angel, Michael T. Rock
Environmental rationalities and the development state in East Asia: Prospects for a sustainability transition, Read abstract

Michael Rock, James T. Murphy, Rajah Rasiah, Paul van Seters, Shunsuke Managi
A hard slog, not a leap frog: Globalization and sustainability transitions in developing Asia, Read abstract

Xuemei Bai, Anna J. Wieczorek, Shinji Kaneko, Shaun Lisson, Antonio Contreras
Enabling sustainability transitions in Asia: The importance of vertical and horizontal linkages, Read abstract

Heinz Schandl, Marina Fischer-Kowalski, Clemens Grunbuhel, Fridolin Krausmann
Socio-metabolic transitions in developing Asia, Read abstract



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  Agenda

Sept. 22-24, 2008 KSI Masterclass 2, Rotterdam
October 21, 2008 Inaugural lecture 'Dynamics of innovation systems' of Marko Hekkert, Academiegebouw, Utrecht
16:15
November 18, 2008 Networking day Grensverleggend Vernieuwen, Utrecht
9:30-17:00

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